balance on the extended maturity date; (4) Increasing the interest rate from 6.25 percent per year to 7.00 percent per year, applicable throughout the extended maturity period. Regarding
regulations of customer advice and services, customer data collection and assessment, disclosure of indicative prices, and specific requirements applicable to DA Exchanges regarding contractual practices
event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable
Civil Court to seek an imposition of sanctions with the applicable statutory maximum penalties, which shall not be lower than the penalties specified by the CSC.In all cases, the civil fines and the
tackle two key research questions: (1) examining how share price responds to issuance of debentures by using the event study method; and (2) explaining the said response with applicable financial theory by
' Meeting No. 1/2025 (if applicable).The SEC requires that the bondholders’ representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of
attractiveness of the Thai capital market. The revision further extends to the regulations applicable to Thailand ESG Extra Funds (Thai ESGX).Mr. Anek Yooyuen, Deputy Secretary General of the SEC and spokesperson
maximum applicable civil sanctions, which must not be lower than those specified by the CSC. Civil penalties shall be remitted to the Ministry of Finance as public revenue. Notes: z* Section 317
effective and appropriate risk management and an internal control system in compliance with the applicable laws, and ensure that conflicts of interest are effectively dealt with and complaints are handled
the applicant to attend the first training course after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and