. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and
be deposited by clients as the margins for their outstanding derivatives positions shall be in accordance with the minimum rate or value prescribed by the derivatives exchange or the value calculated
exchange and digital asset broker is required to arrange for the clients’ withdrawal of assets at all times, contact the clients to return their money and digital assets , transfer money back to the clients
Zipmex services as digital asset exchange and digital asset broker is required to arrange for the clients’ withdrawal of assets at all times, contact the clients to return their money and digital assets
operators are unable to maintain net capital (b) business operators default on the clearing and settlement of securities with the clearing house or their clients in case of securities companies, or
Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients
Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading
CRM activities to collect points for luck and prize redemption in order to increase new customers and maintain regular customers. The Company has grown above the target. The number of “Boonterm Kiosk