In this Notification: "derivatives dealer" means a person holding a license to undertake a derivatives business in the category of derivatives dealer; "institutional investor" means an institutional
December 2015. Clause 2 In this Notification: “ agricultural derivatives business license ” means the license for undertaking derivatives business related to agricultural goods or variables related to
December 2015. Clause 2 In this Notification: “agricultural derivatives business license” means the license for undertaking derivatives business related to agricultural goods or variables related to
and Derivatives Clearing House dated 11 October 2004 shall be repealed. Clause 3 In this Notification: (1) “derivatives exchange” means a derivatives exchange open for services to the general public; (2
stipulate the period reasonably and in consistency with related circumstances, matters and issues. Division 5 Definition _____________________________ Clause 6 In this Notification: “ intermediary ” means a
” means a trust certificate representing the rights of its holder as the beneficiary of the trust; “trust” means an infrastructure trust; “high net worth investor” means a person who meets one of the
securities depositories. Part 5 Definitions Clause 6 In this Notification, “securities clearing house” means any securities clearing house according to the law on securities and exchange; “derivatives clearing
of Hero Experience Co., Ltd. (the “Hero Experience”) by means of (1) subscription of 805,264 newly issued shares being, equivalent to 30 percent of the registered capital of Hero Experience, at the
: The term “ Notification on Standard Conduct of Business ” means the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement