with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result.   The misconducts of

much developed listed companies, they can apply the indicators to attain even better results. Besides, investors and stakeholders can use assessment results in making consideration to do business or

rise and backed by high caliber human resources. The SEC views that PE trust will be an effective financial solution for the industries to penetrate the international markets with even more creative

market to become even more attractive to global investors is, of course, among the SEC?s priority. One way to support the said development is to ensure that our capital market can also serve as a fund

organized AMG assessment program since 2006. Throughout these years, we witnessed continuous improvement as most companies earned better scores each year; and this year the average score was even higher at

the requesting and using of investor’s account for personal trading, even with the investor’s consent. Such conduct is deemed a prohibited characteristic for capital market business personnel under the

with the expansion of its trade transactions with new partners with respect to the company’s strategic plan to enlarge the business. Marketing Business Group recorded 5% higher total sales volume YoY

pandemic, will pose an even greater challenge to commercial banks’ operating performance from the lending rate reduction and assistance measures for crisis-hit clients, including suspension of principal and

partially repaid, the impact from uncompleted repayment does not cause interruption of or problems to the business and not significantly affect to the business operation. Even though the Company cannot