COMPANY LIMITED SEC orders EIC to cooperate with auditor and rectify financial statements for 2014 and 2015 09/06/2015 X BIOSCIENCE PUBLIC COMPANY LIMITED SEC notifies EIC to cooperate with auditor

LIMITED SEC orders AIE and AI to cooperate with their auditors Finanacial Statements ( 124 record(s) found) Name Year Status Type Period As Of Details 2S METAL PUBLIC COMPANY LIMITED 2024 Reviewed

statements and also notified AIE to submit the opinion of audit committee on internal audit report AI ENERGY PUBLIC COMPANY LIMITED SEC orders AIE and AI to cooperate with their auditors Last updated on 13

TRITN securities by continuously placing buy or sell orders with the intention to cause the price or trading volume of TRITN securities to deviate from normal market conditions, with (4) Natthawat

directly with business operators overseas which will enable investors to transmit their own online trading orders in addition to the current channel where investors have to open an account which is a sub

must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have

client related to him as a payment for trading transactions and collateral. Jakkrit later executed trading orders for his related client.  In addition, Jakkrit also made investment decisions on other

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

findings were similar to the previous investigation in that {A} had falsified documents for securities purchasing orders to deceive NIPPON into paying for such fictitious purchases in the total amount of