Fund Custodian Date ......................................... Part 1: Name of an applicant for approval of private fund custodian. Name of applicant (Thai) …………………………………………………………… Name of applicant

seventy-five percent of the total sold shares of certain company, whereby such company obtains a permission from the SEC to undertake business in the category of back office service as specified in Section

the total sold shares of certain company, whereby such company obtains a permission from the SEC to undertake business in the category of back office service as specified in Section 153 (3) of the

specified in Section 153 (3) of the Securities and Exchange Act B.E. 2535 (1992). A Securities company which use such service as specified in the first paragraph shall notify details relating to scope of

Together’ program, ‘Section 33 We Love Each Other’ and the ‘We Win’ program. Even though these stimulus schemes have helped to offset the effects of weak consumer confidence to some degree, these efforts

blocked from these platforms immediately to protect the public from further harm and loss.  The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the

revenue from sales of goods and rendering of services in Q3/2019 was recorded at Baht 715 million, down 2% Y-O-Y or Baht 12 million, mainly attributable to delays in goods deliveries for part of The

On 19 October 2021, the Capital Market Supervisory Board (CMSB) Meeting No. 13/2564 passed a resolution approving in principle the proposed amendments to the IPO regulations in the part of IPO issuer

accounting students, Faculty of Business Administration and Information Technology, the Rajamangala University of Technology Suvarnabhumi (RUS), with approximately 100 participants. This lecture was part of

Code of Ethics. Additionally, the e-training aimed to raise awareness in alignment with ethical standards to foster stakeholders’ trust and confidence. It was part of the measures for strengthening