delayed disclosure in other cases, it was apparent that POLAR had an intention to conceal material facts from the public; when the company filed a petition for business rehabilitation on 9 May 2017, it
Civil Court to seek an imposition of sanctions with the applicable statutory maximum penalties, which shall not be lower than the penalties specified by the CSC.In all cases, the civil fines and the
consultant and prohibited him from re-entering the industry as capital market personnel for 10 years. In cases where any offender fails to pay the fine within deadline set by the Criminal Fining Committee
and effect on the company in cases where it will or will not acquire Aelous shares. IFA also notes that its opinion has been expressed upon a draft contract and thus changes in proposals and conditions
? debentures. Findings pointed out that credit watch placement information had significant impact on the companies? share price movement, with stronger impact in cases where credit watch placement information
and benefits of accounting figures of the companies in China and India after the adoption of the International Financial Reporting Standards or IFRS. In cases of Indian companies, after IFRS adoption
cases, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
professional knowledge and expertise in performing duties. Another investor contact is reprimanded for performing unassigned tasks. All cases have taken effect as from December 31, 2011.Suspensions: {A}, an
perform duties or provide services with loyalty by committing wrongdoing against investor assets. Both cases constitute prohibited characteristics for personnel in the capital market business under the