Worawuthichongsathit Independent Director Independent Director (11) Opinion by The Board of Directors : Agreed to approve the investment in debentures of of Saha Pathana Inter-Holding Public Company Limited No.1/2020

necessary. Clause 4. In addition to the material information of the contract that should be identified as agreed upon by counterparties, the securities registrar shall include the following contents in the

collection of client information and KYC. Most respondents agreed with the SEC’s proposal. The SEC has therefore revised the regulations on requirements for business operators unable to maintain net capital

UNDP and SEC have agreed to promote the capital market’s understanding of the meaning and principles behind sustainability, the Leave No One Behind Agenda, and sustainable finance. The agencies will

On October 27, 2022, the 37th ACMF Chairs’ Meeting, presided by the Securities and Exchange Regulator of Cambodia, agreed to have a virtual award ceremony to announce the results of the 2021 ASEAN CG

area of capital market and will thus alleviate the shortage of audit personnel as well as strengthen audit firms? stability. In addition, the SEC and FAP agreed to develop a curriculum for listed

manipulating price of L&E; and      (15) Thai Bunpradphai (a marketing officer of Country Group Securities Plc.) had aided and abetted Shine in manipulating prices of SIMAT, STAR-W, AMAC, and L&E.  Kamol agreed

Kuala Lumpur, 22 February 2017 ? Four ASEAN audit regulators and Big-Four  audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was

Section 244 and Section 243(2) of the SEA and Section 86 of the Penal Code. After filing the complaint, however, the SEC was informed by the DSI that Adirek agreed to enter the settlement process under the

EMC Audit Committee agreed with IFA that the transaction is not appropriate.    Later, EMC sought legal opinion from independent legal advisor. The independent legal advisor?s opinion on legal risk is