to clients; (3) mutual fund management excluding foreign investment funds; (4) private fund management; (5) securities borrowing and lending; (6) financing securities business; (7) derivatives
on risks and possibility of major operational disruptions due to a possible emergency incident, as well as analyse a business impact and assess damages from major operational disruptions, so that
emergency incidents which may cause major operational disruptions to the critical functions Companies shall arrange an assessment on risks and possibility of major operational disruptions due to a possible
” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and Exchange Commission as
and a shareholder or partner of such juristic person which holds directly or indirectly more than 50% of issued shares of, or more than 50% of partnership interest in, such juristic person; (3) private
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
equals to Baht 4,039,527.63 (the “Debt Acknowledgement Letter”), totaling Baht 85,596,240.05, which is due and payable within seven business day from the date of completion of share acquisition (“the
conditions of each issuance with the relevant regulations which are in force at the time of issuance of debenture Offering Manner Offer locally and/or internationally to general/public and/or private investors
amendme Commerc registratio approving par value sharehold offering p determine sharehold to the ov such allo there is n subscribe registere (Private P shares o Act B.E. of shares shall hav Notificatio