entities share with them. To help achieve the objectives outlined in the IOSCO CRA Principles, which should be read in conjunction with the IOSCO CRA Code, CRAs should adopt, publish, and adhere to a Code of
documentation as prescribed in the Licensing Manual for the Public. Where it is necessary for the SEC Office to visit the place of business or any other establishment of the applicant or its subsidiary, the
ษัทท่ีออก หลักทรัพย B. Compensation × C. Share Ownership × XI. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS A. Major Shareholders ม.69 (8) ผูบริหารและผูถือหุนรายใหญของบริษัทท่ีออก หลักทรัพย B
Exchange of Thailand (SET) or the Market for Alternative Investment (MAI). Commercial banks have continued to place greater emphasis on increasing the proportion of CASA while managing liquidity appropriate
units of domestic money market fund; (4) the clients who wish to invest in shares or share warrants of a company and they are existing shareholder of the company while there is such investment. In case
to protect the confidentiality of some types of information these entities share with them. To help achieve the objectives outlined in the IOSCO CRA Principles, which should be read in conjunction with
capital market products which are shares or share warrants of a company wherein the client is an existing shareholder as of the investment date or the date of obtaining the shareholders’ rights; (4) a
invest in capital market products which are shares or share warrants of a company wherein the client is an existing shareholder as of the investment date or the date of obtaining the shareholders’ rights
ordinary shares and _________ preferred shares (if any), at ___________ baht per share. In case of having securities listed elsewhere, identify that Stock Exchange. 1.4.2 In case of having other types of