failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory

revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC

trading orders once the prices match the target. Obtaining authorization to make derivatives and securities trading decisions on behalf of clients was in violation of the Notifications of Capital Market

orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market

shall come into force as from 1 November 2018. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 58/2559 Re: Rules for Approval

transaction, B.E.2546 (as amended) (collectively referred to as the Related Party Transaction Notifications). 1. Date/month/year of the Transaction Within August 21, 2020 and/or such other date as may be agreed

; 3. Market Overview of the Business of Procuring Benefits from REIT 3.1 explain the overall condition and trends of the business of procuring benefits from REIT, including factors that affect the

10290, THAILAND TEL : (662) 815-7060 028163060-1 461-2100-1, FAX : (662) 461-2102 , 8160179 . REF: SET 62-02 February 27, 2019 Re: Clarification of the overall operation for the year 2018 To: the