Notification of the Stock Exchange or the securities trading center with the approval of the Office, as the case may be; (2) short sale of securities which are debt instruments, whereby the Office also has the
provision of this notification at the first opportunity; (2) In the case of open-end fund, mutual fund management company shall submit an application for an approval to amend mutual fund management scheme to
an application for an approval to amend mutual fund management scheme to the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26
with the provision of this notification at the first opportunity; (2) In the case of open-end fund, mutual fund management company shall submit an application for an approval to amend mutual fund
, Chonburi 20230 Thailand Tel. 66‐38 480‐020‐1 FAX. 66‐38 480‐080 (Translation) AF.007/2020 26 February 2020 Subject : Approval of transaction contract of rent with connected persons To : Managing
620/5 Moo 11 Nongkham, Sriracha, Chonburi 20230 Thailand Tel. 66-38 480-020-1 FAX. 66-38 480-080 (Translation) AF.008/2019 27 February 2019 Subject : Approval of transaction contract of rent with
Ref: AC.037/2019 23 December 2019 Subject Notification of the resolutions of the Board of Directors’ Meeting No.7/2019 To President and Managers The Stock Exchange of Thailand Forth Corporation
/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular
Clause 20(5) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 3/2555 Re: Approval for Personnel of Intermediaries to Perform Duties of Analyzing Investment and Giving