date of termination of appointment. The management company shall disclose the name of fund managers of each mutual fund in a report or document sent to unit holders at least once a year and in the web
and relevant employees at least once a year about the following law, regulations, and documents: (1) the law on securities and exchange2, and any regulations issued by virtue of such law; (2) the codes
governing offer for sale of newly issued securities to directors or employees. Clause 11 Terms and conditions of warrants shall contain at least the following particulars: (1) details of warrants, at least
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
directly with CBP. The value of sub-leasehold right to be sold to the Trust will be at least THB 1,922.80 million and not exceeding to THB 2,235.00 million. Approved the Company and PD to enter into an
least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
) of Clause 3; (5) The opinion of the board of directors at least on the following matters: (a) The reasons and necessity for capital increase of the company; (b) The reasons for issuing and offering