and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand ( issued by CIS Operator ) [ ] 4
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
investor. Please specify the name of the intermediary / financial advisor ……………………………………………………………………………………………………………………….. Director. Please specify the name of the listed company / issuer
Retail at 12.4% and SMEs & SSME at 10.7% of total loans. When classified by type of businesses, most portions of loans were financial intermediary sector at 24.4%, followed by public utilities and services
investment characteristics similar to unit; “ derivatives broker ” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546
; “derivatives broker” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546 (2003). Clause 3 Maintenance of the net capital by