Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements
underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
Committee Order No. 3/2022 Dated 28/04/2022 Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and
=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital
(Thailand) Public Company Limited (“Company”), hereby reported the resolutions passed at the meeting of the Board of Directors No. 4/2019, held on March 21, 2018, from 10.00 a.m. as follows: 1. Unanimously
LIMITED 10, 12, 19, 23, 29-32/F, SILOM COMPLEX OFF. BLDG., 191 SILOM ROAD SI LOM, BANG RAK, Bangkok 10500 Tel. 0-2231-3777 , 0-2618-1000 Fax. 0-2231-3951 2. DBS VICKERS SECURITIES (THAILAND) COMPANY LIMITED
specified by derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among