continuity management that is approved by its board of directors. Clause 4. A securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate
), internal control and risk management in undertaking gold derivatives brokerage business, including the measures to control and monitor compliance with the established policy and measures; (8) Being able to
(Chinese Wall), internal control and risk management in undertaking gold derivatives brokerage business, including the measures to control and monitor compliance with the established policy and measures; (8
( Translation ) Ref. No. HARN 011/2019 14 November 2019 Subject: Notification about Related Parties Transaction To: Director and Manager The Stock Exchange of Thailand (“the SET”) The committee of
purchase is still subject to a number of conditions precedent under the SPA being fulfilled. Key information of the Transaction is set out below. 1. Parties Acquirer: The Bank Sellers: Standard Chartered and
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
shall organise an effective system of public oversight for statutory auditors and audit firms based on the principles set out in paragraphs 2 to 7. 2. All statutory auditors and audit firms shall be
February 28, 2020 SET-20-AC-001 Dear The President The Stock Exchange of Thailand Subject : Clarification of Result’s Operation for the year ended 31 December 2019 According to the resolution of