a juristic person having any of the following characteristics in accordance with the latest financial statements reviewed by an auditor (โปรดเลือก และแนบเอกสารหลักฐานประกอบ / Please select and attach
the follows: □ ข้าพเจ้าเป็นนิตบิุคคล ข้าพเจา้มีลักษณะดังนี ้ตามงบการเงนิปีล่าสดุที่ผู้สอบบัญชตีรวจสอบแล้ว / I am a juristic person having any of the following characteristics in accordance with the
details for implementation by the personnel or person assigned to operate the securities company; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the
report by the personnel in charge who is qualified, knowledgeable and independent; (3) Reporting the results of the test, reviewing and evaluation under (1) and (2) to the board of directors or a board
the personnel in charge who is qualified, knowledgeable and independent; (3) Reporting the results of the test, reviewing and evaluation under (1) and (2) to the board of directors or a board-appointed
assessment, suitability test and checklists for explanation of the structured notes features and information. {A} admitted that he did not contact the client and not give any investment advice.Signing the
Nomination and Remuneration Committee, is in the process of nominate a qualified and appropriate person to be a director for a vacant position. If there is any progress, the Company shall further inform the
on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1) compilation and assessment of client information shall comply with the
Asset (NTA) 422,715 5. The Scope of Interest Mr. Prachnon Termritikulchai, a Company’s Director and CEO, is a related person therefore did not attend and did not vote in this BOD meeting. 6. Opinion of