Bangkok, 6 February 2024 – The Securities and Exchange Commission (SEC) has provided an update on the progress of initiatives aimed at enhancing the quality of listed companies and the duty

misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992)  (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified

committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director

:  Principle 1: Institutional investors should adopt a clear written investment governance policy suitable for their business nature, including measures and procedures for clear duty performance at all levels

issue for further consider? said Mr. Thirachai. ---------------------------------------- *Related juristic person refers to (i) a juristic person that is a shareholder of the person with duty to file

clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of

กรรมการอิสระซึ่งสามารถดูแล ตรวจสอบ และถ่วงดุลการบริหารความเสี่ยงและการควบคุมภายในได้ ในสัดส่วนที่เหมาะสม ทั้งนี้ เพื่อให้การประกอบธุรกิจเป็นไปเยี่ยงผู้ประกอบวิชาชีพในลักษณะเดียวกันจะพึงกระทำ (fiduciary duty

Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....

appointment of fund supervisor and in compliance with the Securities and Exchange Act B.E. 2535 (1992) as well as the duty to preserve the benefits of all unitholders. In addition, in the event of change of

outstanding 6,456,561,394 ordinary shares allocated to accommodate the exercise of the warrants to purchase the Company’s ordinary shares No. 2 (U-W2) (the “U-W2 Warrants”), which were not fully issued, and