asset or compensation from a client or other persons as a result of duty performance. Clause 6 A securities company should arrange a compliance system according to the following guidelines: (1

arrange a contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the

contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the

written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the notification of the SEC Office. A

such position, etc. Clause 6 Upon termination of approval for appointment of director or manager of a securities company, the securities company shall remove such person from the position or the duty

under Section 89/31. Clause 5 In cases where any person has a duty to file report on acquisition or disposition of units of foreign ETF, calculation of voting right and filing of such report under Section

Notification of the Capital Market Supervisory Board re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets. The Company has a duty to disclose the disposal of the assets to

arising from the amalgamation, as detailed above, the Company is not subject to the requirement under the Notifications on Connected Transactions in relation to the duty to prepare and disclose the

duty which related to the registration of land transfer. The local maintenance tax and property tax will be borne by the Company. - Total Value of transactions and criteria on pricing : The purchase

.Thailand. Tel : + 66(0) 2 703 7880-1 therefore the Company has no duty to prepare a report and disclose information about the acquisition or disposition of assets to the Stock Exchange of Thailand Please be