date agreed upon with the member (2) Increase or Reduction of Unit for the Member (a) There should be a clear agreement between a management company and the fund committee on the trade date of each fund

procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for

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to ensure clear and equitable treatment of shareholders. The meeting was held at the SEC Building on 8 December 2023.    

recent suspension of all Baht and cryptocurrency withdrawals. The e-form aims to further facilitate the affected investors’ submission of information and the SEC’s collection of clear and accurate facts

SEC Thailand, as the host of the 30th ASEAN Capital Markets Forum (ACMF) on 18 March 2019, and other ASEAN regulators endorsed the Roadmap on ASEAN Sustainable Capital Markets to provide clear

accordance with the 2 following principles: (1) good governance and clear, transparent organizational structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with

Bangkok, November 7, 2013 ? The SEC, Association of Provident Fund (AOP) and Association of Investment Management Companies (AIMC) collaborated to develop an Accredited Provident Fund Committee

without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning

underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of