economic and financial system. Therefore, clear supervision of such activity is needed. However, technologies and digital assets that do not pose such risks should be supported with appropriate regulatory
) เพิ่มศักยภาพในการกำกับดูแลและบังคับใช้กฎหมายในตลาดทุนไทย (Effective supervision & enforcement) (7) ติดตามประเมินความเสี่ยงเชิงระบบได้อย่างเท่าทัน (Systemic risk) (8) สร้างกฎเกณฑ์ที่ไม่เป็นอุปสรรคและส่ง
in order to oversee a juristic person or business over which one has the management power or operates under one’s supervision. The acts of the three persons stated above constitutes a failure to
user-friendliness and search tools on their websites. (4) Accounting and Auditing: Thailand faired significantly well in this area thanks to the SEC?s strict supervision on audit quality assurance on
and adjustment of unsecured personal loan providers after measures for controlling credit card and personal loan under supervision of the Bank of Thailand came into force September 1, 2017. Focus should
supervision of securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best
Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of
Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of securities
Market Supervision Board No. 21/2551 RE Rules on Connected Transactions and the Notification of the Stock Exchange of Thailand re Disclosure of Information and Practice of Listed Companies Concerning the
relating to derivatives contract, derivatives operation, supervision of derivatives operation, or research relating to derivatives contract, regardless of the fact that such function provides services for