the number of asset management companies offering these funds. Additionally, the database is updated at the end of day to ensure accuracy and timeliness.“In the next phase of developing the ESG Product

them from trading securities or derivatives for a period of six months or 11 months each (as the case may be), and barring them from serving as directors or executives of securities issuing companies or

of securities companies in many cases did not meet the criteria for granting general approval for registered capital reduction. Additionally, there were no criteria for granting general approval of

The SEC has amended the regulations related to NVDR services whereby securities companies are prohibited from offering services that will increase the number of NVDR held by Thai investors

senior executives of asset management companies and the AIMC to discuss the final details of the SSF listed securities which asset management companies have expressed interest in setting up and offering

Essentially, the amendments would postpone the deadline for the licensed companies subscribing to the National Digital ID (NDID) platform to comply with the e-KYC Guidelines to 1 January 2021, one

Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views

an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers

first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to

any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since