Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

. The consultation paper can be found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to make comments and give suggestions via SEC’s website, or facsimile at 0-2263-6203 or 0

such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members

investment in such digital tokens. In case of possible tips on suspicious undertaking, please contact SEC Help Center via www.sec.or.th or Hotline 1207. If possible violation of other laws is found, the SEC

National Legislative Council. The consultation paper can be found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via SEC’s website

appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and

shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors

and digital assets. If a violation of law is found, further legal proceedings will follow,” added SEC Secretary-General Rapee.  -----------------------------

. However, attending the said board meeting does not clear any directors from wrongdoings in the past. If any of them are found to have obstructed a shareholders meeting or prevented it from taking place

benefits and interests in case of a joint investment.The consultation paper can be found at http://capital.sec.or.th/webapp/phs/upload/phs1524798535hearing_13_2561.pdf. Stakeholders and interested parties