to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a

investors can better understand the fund features and investment risks. Meanwhile, rules on selling practice of investment consultants have been revised accordingly.The consultation paper can be found at

statement later. In case investors do not want the full prospectus, they must be given the summary of key investment information. The consultation paper can be found at https://www.sec.or.th

Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

. The consultation paper can be found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to make comments and give suggestions via SEC’s website, or facsimile at 0-2263-6203 or 0

such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members

solicitation of this ICO because it may not be in compliance with the governing rules, for example, screening of qualifications, review of smart contracts by the SEC-approved ICO Portal, and disclosure of

National Legislative Council. The consultation paper can be found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via SEC’s website

appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and

shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors