requested by the shareholders because the request letter did not comply with the company ' s articles of association and the relevant law, (2) details on the number of the company's directors involved in the
of Directors had found that the liabilities incurred from the B/E issuance in the fourth quarter of 2015 did not appear in the company's financial statements. Such circumstance caused KC financial
complain on the company?s investor contact, Chalerm, the SEC found that Chalerm had received securities and derivatives trading orders from clients, but he had not made any of the transactions. Instead, he
who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities
Bangkok, March 3, 2011- SEC Secretary-General Thirachai Phuvanatnaranubala emphasized that sustainable capital market development requires strong investor base. Nonetheless, most of the Thais are not
revenue was not a result of the company?s actual business. When combining with the 10.5 million baht indicated in the complaint previously filed with the DSI, the total falsified revenue jumped to 51
in agenda not included in the notice of shareholders? meeting but may later be added in the meeting.It is worth noting that the Public Limited Company Act B.E. 2535 allows shareholders with at least 1
total emission in 1990. Developing countries, though not required to make similar commitment, are allowed to operate a CDM project if they have ratified the Kyoto Protocol. Thailand has done so since 2002
is higher than the offer price of 10 baht per share. Besides, even though JMT would not become the major shareholder of JMT Plus, it would still have to bear responsibilty to damage in case of JMT Plus
the theme ?The successful world at your backyard?, the SEC booth aims to promote that saving and investment are not as something distant but relevant to everyday life. As such, everyone should start to