SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with

constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. With this Framework, qualified fund managers will now have a direct

Bangkok, November  20, 2013 ? SEC, ThaiBMA and TIA introduce ?Bond Supermart? to encourage retail investors access to corporate bonds in the secondary market with adequate information for investment

licensing of computer software under the Microsoft Enterprise Agreement.  With regard to the assessment results, the SEC was evaluated by the PACC to demonstrate the SEC’s commitment to advancing and

Mr. Thawatchai Pittayasophon, Deputy Secretary General of the Securities and Exchange Commission (SEC), together with other SEC executives, participated in the Middle East Situation Assessment

The Securities and Exchange Commission (SEC) represented by Mrs. Pornanong Budsaratragoon, SEC Secretary-General, together with the SEC delegation, participated in the IOSCO Asia Pacific Regional

. Such conduct misled the public regarding the price or trading volume of the securities and placed orders on a continued basis with the intent to cause the price or trading volume of the securities to

anniversary of the Ministry of Finance. The event was hosted by Mr. Lavaron Sangsnit, Permanent Secretary of the Ministry of Finance (MOF), along with MOF executives. On this occasion, the SEC also made a merit

Mrs. Pornanong Budsaratragoon, Secretary General of the Securities and Exchange Commission (SEC), together with SEC executives and staff, participated in a ceremonial water pouring ritual for Phra

results showed the net earnings of 14.25 million Baht, which was a significant increase compared to the Q3/2014. 15/09/2017 agreed to comply with civil penalties determined by the Civil Penalty