business operators with similar characteristics that may inadvertently exceed their licensed scope. Such cases could lead to disqualification and potential license revocation, which could affect a large

WIW 2024 will be held during October 21 – 27, following the guidelines of the International Organization of Securities Commissions (IOSCO), which encourages global regulators to support the WIW

parties may be considered as LAS transactions, for which brokers are not permitted to provide services.  The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1056  and

restructuring negotiations and the proposal for the bondholders' meeting approval to extend the maturity period by additional two years, which constitutes a deferral or modification of the debt repayment

exchange business under Section 3 of the Emergency Decree, for which OKX has not obtained a license, in violation of Section 26, and subject to offenses and penalties under Section 66 of the Emergency

maximum applicable statutory penalties, which shall not be lower than the civil sanction specified by the CSC.In all cases, the civil penalties and the compensations for the benefit received or that would

, not lower than the specified ratio.          ** Subordinated debt refers to liabilities for which the rights of creditors are subordinated to those of general creditors. Such debt is unsecured and

were three participating companies which received a back-to-back recognition and certificates from the SEC in the third and fourth quarters in 2023, namely 1) Gmo-z Com Securities (Thailand) Public Co

. In addition, this framework adopts a four-pillar approach, structured around how organizations operate, which are governance, strategy, risk and impact management, and metrics and targets. On 20

) incentives have benefited from tax advantages.Increasing market confidence Efforts to boost market confidence must address current challenges, including issues such as short selling and program trading, which