obtaining amended information, can request for refund from the company. RICHY must also provide information to investors, if the company has to postpone the listing date on the Stock Exchange of Thailand.?
243(1) in conjunction with 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 83 of the Penal Code. The Settlement Committee therefore imposed a fine of 25
?The Best Information Booth? award from Charamporn Jotikasthira, the President of the Stock Exchange of Thailand on December 13, 2013. Survey on the visitors at SET in the City 2013 during November 21-24
violation of Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The above persons, named in the criminal complaint filed by the SEC, are deemed as having untrustworthy
operating activities of BLISS. The aforesaid action was in violation of Section 238 of the Securities and Exchange Act B.E. 2535 (1992), the Settlement Committee therefore imposed a fine on him in the amount
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
. Meanwhile, the Stock Exchange of Thailand is in the process of drafting rules on maintenance of listing status whereby appropriate qualifications of CFOs and accountants in line with the overall ecosystem of
of Thailand Act and the Ad hoc Committee on consideration of draft Securities and Exchange Act, the National Legislative Assembly, an expert member in the SEC?s Accounting and Corporate Governance
ACMF Framework ) โดยตลาดหลักทรัพย์ต่างประเทศนั้นต้องเป็นตลาดหลักทรัพย์ต่างประเทศที่มีคุณสมบัติน่าเชื่อถือและยอมรับได้ตาม ก.ล.ต. กำหนด (established exchange) และ (3) กรณีอื่นๆ นอกจาก 2 กรณีข้างต้น ทั้งนี้