February 16, 2011. After the review on the company?s third quarterly financial statements was unable to satisfy whether the advertising expense was in line with the market price and whether the service of

scopes and forms to be in line with the financial statement forms, which have been revised earlier, and the waiver of duties on preparation and filing of certain forms in case of ceasing business operation

decision on securities and derivatives trading.The SEC and related organizations will closely cooperate and keep abreast of information with effect on investment in SET and TFEX to allow investing public to

been well-receptive during the past two years. Today event aimed to recognize the success of 16 companies approved to launch the IPOs under the specified criteria. Along with those companies, the

unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT Sunhub Mining International (SMI), an associated company, and share of loss of investment in SMI

Bangkok, July 23, 2014 ? The SEC will put into effect regulations on depositary receipts (DRs) by the third quarter of this year to provide investors with more investment alternatives.  Vorapol

constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. With this Framework, qualified fund managers will now have a direct

personnel while some of the existing capital market personnel will be required to obtain the SEC approval with a view to enhancing supervisory efficiency.The consultation paper is available on www.sec.or.th

, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to

Bangkok, January 20, 2014 ? The SEC is seeking public comment on draft rules on cross-border offering of ASEAN collective investment schemes (ASEAN CIS) to retail investors.  When compiled with non