to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted

be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The

obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing

.__________________________ Notes: *SEC news release No. 98/2018, published on 23 August 2018. **According to the Notification of the Securities and Exchange Commission No. Kor. Jor. 3/2560 Re: Determination of

, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992), has instructed IFEC and its directors to clarify the arrangement of such shareholders? meeting to the SEC and disclose such

Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in

: “As the financial services sector evolves at an unprecedented pace, it is key for regulatory bodies to maintain a constant stream of knowledge exchange to stay abreast of innovation in the sector

units and cash, and (2) extension of deadline for the whole process, from the transfer of property fund assets to REIT to the listing of REIT on the Stock Exchange, from within 15 business days from the

Consultation and Cooperation and the Exchange of Information. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments

Bangkok, July 19, 2012 ? Joint effort of the SEC and the Stock Exchange of Thailand (SET) eventually succeed as exemption of capital gain tax from the sale of securities in the capital markets