authorization before beginning any other activity.The SEC therefore proposes to amend the rules governing the undertaking of other businesses according to the resolution of the Capital Market Supervisory Board
have a written authorization from investors only.__________________Notes:* Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1
authorization. According to the conversation recorded, {B} had sent trading orders before notifying her client or sent out selling orders against of the client's instruction. {B} admitted that she had acted as
with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention
authorization from his client and made SBL trading decisions for the client when there was profit or risk with the client's account. He then informed his client via telephone with regard to the profit and loss on
member jurisdiction to offer CIS constituted and authorised in that jurisdiction ("ASEAN CIS") to retail investors in other member jurisdictions under a streamlined authorization process. The signatories
company’s major shareholder by holding 22.75% of total issued shares in the company. .../2 (Translation) Attachment 1 - 2 - 4. General transaction description : The company will sell the land to Saha Pathana
past 6 months, UU has signed the agreement to sell water to Pimpa Water Station, Provincial Waterworks Authority District 1 on February 14, 2020, requiring an investment of 45 million baht. This makes
purchase and sell shares of GLOW both directly and indirectly in the total of 1,010,976,033 shares, equivalent to 69.11 percent of the total issued shares of GLOW. The direct and indirect acquisition of GLOW
Company to offer and sell shares to its existing shareholders under the terms of applicable laws; (4) register the amendment of the Memorandum of Association with Department of Business Development