policies under the SEC Strategic Plan 2020-2022. The 56-1 One Report will not only lighten the burdens on listed companies regarding preparation and submission of annual performance reports, but also improve
amidst the COVID-19 pandemic as this crisis has not only been an accelerating factor for innovation and digitalization of market participants to cope with its impact but has also emphasized on the
, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
inquiry official later notified that the acts of the four offenders were not an offense under such Law and therefore returned the cases to the SEC for criminal fining under Section 317 of the SEA.
address of digital asset business operators and ICO portals, and information on issuers and offerors of digital assets.A standardized database would not only benefit the supervision of digital asset
capital market in general may be affected. In addition, the current rules on calculation of NC are not applicable to business operators which also operate the digital asset business. SEC therefore
and report the results of the matter to the SEC. The SEC has already notified Coin Asset in writing of the required proceeding. In any case, the application rejection this time does not invalidate the
the real fans with a good knowledge and understanding of technology only but not for general investors. In addition, previously SEC found that certain persons exploited the timing to deceive the
, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together
royal decree on digital asset businesses took effect since 14 May 2018. Offering or persuading to invest in digital assets are allowed after receiving SEC approval. So far, there has not yet been any