benefits of shareholders or investment decisions.Therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), the SEC has ordered CIG to provide additional information regarding

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

committed offenses under Section 283 as well as Paragraph 3 and Paragraph 4 of Section 285bis of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E

SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that

such material facts until they became known to the SET. Consequently, the SET instructed POLAR to make a public disclosure on 9 August 2017. Considering the aforesaid behavior in conjunction with similar

mining property rights over two mines in Indonesia. The deadline was due on 31 December 2018.Earlier, the SEC ordered EARTH to clarify two issues, as follows: (1) the existence and the legal rights over

accommodate the repayment of such liabilities at all times. Examples include proceeds from the sale of securities that government agencies have ordered the business operator to suspend repayment to customers

Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading

Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment

account for Sippakorn to send trading orders, facilitated respective payments for the provided account, and used such client's account for his own securities trading. Furthermore, he ordered a subordinate