private fund management; “connected person” 3 means the following persons unless otherwise prescribed herein: (1) a person with a relationship or connection to a management company or a fund according to

, unless the investment management company proves that the organizational structure of the company will not cause conflicts of interest or that efficient measures to prevent conflicts of interest are put in

the CRA. 3.3 A CRA should disclose a material modification to a credit rating methodology prior to the modification taking effect unless doing so would negatively impact the integrity of a credit rating

on until the 2nd quarter of 2018 unless there is the progress of the said rehabilitation plan. 2. Business Outlook on Q1/2018 Management’s Discussion and Analysis (MD&A) for year 2017 3 Executive

of November 2017 and expect to go on until the 2nd quarter of 2018 unless there is the progress of the said rehabilitation plan. 2. Business Outlook on Q1/2018 Management’s Discussion and Analysis (MD

other procedures approved by the SEC Office. (5) not make an offer for sale of any securities together with other securities, unless specifically indicated in the prospectus; (6) In case of underwriting

of any securities together with other securities, unless specifically indicated in the prospectus; 8 (6) In case of underwriting of securities offered for sale by a director, an executive, a major

board lot until the underwritten shares are completely allocated or any other procedures approved by the SEC Office. (5) not make an offer for sale of any securities together with other securities, unless

or any other procedures approved by the Office. (5) not make an offer for sale of any securities together with other securities, unless specifically indicated in the prospectus; (6) In case of

sale of any securities together with other securities, unless specifically indicated in the prospectus; (6) In case of underwriting of securities offered for sale by a director, an executive, a major