business operators to conduct only other businesses that are related to the securities and derivatives businesses for which they have been licensed, and requiring them to comply with the specified
investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the
. Director of Corporate Communication and Investor Service Department Pariya Techamuanvivit, provided advice for investors and warned them of investment frauds and the seminar was moderated by Director of
produce research papers in compliance with IAA guidelines, and analysis reports will be reviewed and determined by IAA to ensure the quality of the research papers, before submitting them via IAA Consensus
other institutional investors to oversee the investees, encourage them to seek solutions or make changes based on good corporate governance principles to create long-term benefits rather than short-term
for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
-making of shareholders.?Investors are a key component in the quality chain of listed company supervision. Apart from the awareness of their own rights, investors are advised to proactively protect them by
to meet international standards and make them as recognized asset class to both domestic and foreign investors. Survey results in 2017 demonstrated the importance and effort toward corporate
original shares to return them to the client. (3) In December 2017, Nutnicha borrowed money from a client, claiming that she would place shares as collateral when in fact she did not have the shares in
agencies to enable greater effectiveness in law enforcement and execution and create a link and exchange of information between them which will promote justice, confidence and achieve results in law