, providing that the instrument?s features, the underlying assets, limitations and product risks will be in line with current financial institution?s practices.? ?We conducted public hearings and discussed with
ACC submitted a letter providing clarification to the SEC and publicly disclosed such information through the SETLink on 1 April 2026 regarding the criteria applied in selecting private placement
facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to uphold investor protection principles.Accordingly, the SEC is inviting public comments on the proposed
million resulted increase of Bill of Exchange issued for providing more working capital. Other expenses increased of Baht 7.51 million mainly from consulting fee increased of Baht 1.59 million and loss on
-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of duties to a third party, a branch office shall receive prior permission from the
-conditions or post-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of duties to a third party, a branch office shall receive prior
by the Office to ensure compliance with the law; (4) Pre-conditions or post-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of
services and they will proactively contribute to the campaign by, for example, screening and selecting prominent mutual funds suitable for long-term saving and investing, providing consultation and advice on
Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the SEC Office hereby issues this Notification, as follows