: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
) Page 3 of 8 Form 35 – NRI CIS 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
Government Bonds, state enterprise bonds which are unconditionally guaranteed by the Ministry of Finance for full repayment of principal and interest, and Bank of Thailand bonds. Such instruments shall have
deposit shall not have any restriction on redemption before maturity. 2. investing in treasury bills, Thai Government Bonds, state enterprise bonds which are unconditionally guaranteed by the Ministry of
securities sold is less than the minimum amount specified by the issuer, the reasons for the cancellation of the offer for sale, and the securities subscription, etc.) - State the warning statement for
: _________________________________________________ 11) Home Economy of CIS Operator: _________________________________________ 12) Home Regulator of CIS Operator: ________________________________________ 13) Address of principal place of business
: ________________________________________ Page 4 of 7 Form 35 – foreign ETF 13) Address of principal place of business: _______________________________________________________________________
. # # # * (a) Commercial banks, (b) proprietary securities companies, (c) insurance companies, (d) government agencies and state enterprises under the law governing budgetary procedures or other juristic persons