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Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4857

SEC requests the public prosecutor to file a lawsuit against an offender in the Civil Court for insider trading of AQUA shares

information. The sanctions include a total payment of 19,339,187 baht (comprising civil penalty, compensation at an equal amount to the benefit received or should have been received, and reimbursement of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12636

SEC requests the public prosecutor to file a lawsuit against an offender in the Civil Court for manipulating the price or trading volume of MSC shares

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12697

SEC requests public prosecutor to file a civil lawsuit against an offender in the Civil Court for manipulating the price or trading volume of RPC shares

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12614

การมอบหมายการจัดการลงทุนของบริษัท (proprietary trading) ให้กับนิติบุคคลในกลุ่มกิจการเดียวกันที่ไม่ถือเป็นการจัดการกองทุนส่วนบุคคล

ลักษณะของการจัดการเงินทุนระหว่างคู่สัญญาซึ่งเป็นนิติบุคคลในกลุ่มกิจการเดียวกัน ตามข้อ 1(1) แห่งประกาศ กน. 22/2552 ซึ่งบริษัทแม่สามารถบริหาร proprietary trading ให้ บลจ. ได้ โดยไม่ถือเป็นการประกอบธุรกิจ

http://law.sec.or.th/content/4246/6927/1#6927

Investor Alert : TikTok account "auroratrade4" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "auroratrade4" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1124&CaseYY=2568

Investor Alert : TikTok account "auroraa.68" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "auroraa.68" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1125&CaseYY=2568

Investor Alert : TikTok account "aurora_li56" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "aurora_li56" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1127&CaseYY=2568

Investor Alert : TikTok account "povrdcywec2" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "povrdcywec2" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0572&CaseYY=2568

Investor Alert : Facebook page "หุ้นทองคำ" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

Facebook page "หุ้นทองคำ" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2128&CaseYY=2568