Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023

Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 62/2024 Dated 27/08/2024

SYNPHAET CO.,LTD Between December 2014 to December 2021, SYNPHAET CO.,LTD offer to sell newly issued securities in the category of Promissory Note (P/N) without approval from the SEC Office which is

199 Medical Clinic Company Limited 199 Medical Clinic Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act

Energy Absolute Public Company Limited Energy Absolute Public Company Limited offer to sell newly issued securities in the category of Bill of Exchange without approval from the SEC Office which is

Office. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 02/10/2018

prospectus with the SEC Office. The statute of limitations ran out. SEC Act S.65 Criminal Complaint Filed with an Inquiry Official Dated 07/08/2020

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

Vorakit Construction Company Limited Vorakit Construction Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office

Office. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 29/09/2022