carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance
underlying products, for example. Solicitations for initial investment start at around 300,000 baht with attractive high returns to lure investors for immediate investment decision. The unlicensed companies
decision on trading securities. The SEC has suspended {B} from the status of investor contact for three months as from September 1, 2011 and reprimanded {C} and {D} for their misconducts and posted on the
their decision-making.The above transaction must be approved by shareholders with at least three fourths of the shareholders attending the meeting and eligible to exercise voting rights; excluding the
securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation
companies? products for their investment decision;1.2) Capital Market for All ? to facilitate fund raising of SMEs and potential businesses by educating them about how to raise funds from the capital market
Triratvorakul, the Bank of Thailand Governor said, ?The potential root causes or threats that influence people to make an adverse decision on their saving and spending manner might consist of 3 factors which are
documentation according to the Licensing Manual for the Public. The SEC Office shall notify its decision on the application within forty-five days from the date of receiving the clarification of the issues
contract of capital market products or [ii] the decision for investment on behalf of the client (front running); (2) using investment analysis data, prepared by itself or received for distribution, in favor