Investment Advice dated January 18, 2012. In this regard, the SEC imposed administrative sanctions, by taking into account their employer's disciplinary actions as follows:(1) suspended {A} for two years. As

RPC directors, was about RPC's plan to pay interim dividend at 0.94 baht per share, higher than the dividend paid during the past five years. In the scheme, Piyanuch assisted Satja in making purchase

{X1} Company's plan to pay interim dividend at 0.94 baht per share, higher than the dividend paid during the past five years. In the scheme, {C} assisted {B} in making purchase orders and payment. The

Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment

premises at the Pattaya branch to a third party at 160 million baht (the price appraised by an independent valuer was 366 million baht) and leased them back with right to repurchase  within three years at

tax will be exempted for 10 years from registration of the fund to enable higher yield for investor and thus support more investment in the fund.?Infrastructure fund is a financing tool which will help

applications for approval as capital market personnel for the period of three years; Revocation of {F} and {G}'s approval status as securities investment consultant and will not consider their application for

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the

; - a civil monetary penalty of 10,002,960.00 Baht The SEC has banned Mr. Suraphong from holding the position of director or executive at any issuing or listed companies for 2 years and 6