investment in the amount of one hundred million baht or more; (n) a juristic person whose shareholders are the persons under (a) to (m) collectively holding shares in the amount exceeding seventy-five percent
on auditing or reviewing and expressed opinion on financial statement of the same mutual funds or trusts for five consecutive years The rotation of the auditor under Paragraph 1 shall be complied with
system. 6. Financial Sector Master Plan Phase III – This is a five-year development plan from 2016-2020 to enhance the Thai financial system in four areas: (1) Competitive – Thai financial institutions are
: 1,729,277,000 Baht (One Thousand Seven Hundred Twenty Nine Million Two Hundred Seventy Seven Thousand Baht) consisting of : 345,855,440 shares (Three Hundred Forty Five Million Eight Hundred Fifty Five Thousand
: “Article 4 Registered Capital : 1,729,277,000 Baht (One Thousand Seven Hundred Twenty Nine Million Two Hundred Seventy Seven Thousand Baht) consisting of : 345,855,440 shares (Three Hundred Forty Five
investment exceeds one hundred million Baht; (14) a juristic person whose shares holders are the persons under (1) to (13) collectively hold the shares in an amount exceeding seventy-five per cent of the
exceeding seventy-five per cent of the shares with voting right; (15) a foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis; “retail client” means a client
its custody of clients’ assets for at least five years. Such information and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office