2020, 28 December 2020, 25 January 2021, 30 March 2021 and 30 March 2021 respectively, which means Mr. Winai failed to prepare and disclose the reports within the period specified in the notification of
. Niran failed to prepare and disclose the report within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 2
prepared and disclosed the reports (Form 59-2) to the SEC office on 3 April 2020, 10 March 2021, 5 April 2023, 14 June 2023 and 28 March 2024 respectively, which means Mrs. Wannee failed to prepare and
the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group
respectively. However, Mr. Itthipat prepared and disclosed the reports (Form 59) to the SEC office on 4 November 2025 and 17 December 2025 which means Mr. Itthipat failed to prepare and disclose the reports
. Nutchatpong failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1
Order No. 19/2022 Dated 11/11/2022 March 31, 2022 Upbit failed to keep customers' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) and deposit
improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance for doubtful accounts for the overdue loans issued to company
market investment consultant of Finansia Syrus Securities Plc.The SEC found from its routine inspection that {A} frequently failed to keep records of his advice and clients' securities trading orders. He