with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90

Mr. Artit Suntawanic Mr. Artit Suntawanic alleged offenders in operating securities businesses and derivatives businesses of investment advisory without obtaining license from the SEC by using

markets, places importance on oversight of issuance of securities and disclosure of information on securities issuers and encourages all sectors to realize the importance of performing their duties to

importance on oversight of issuance of securities and disclosure of information on securities issuers and encourages all sectors to realize the importance of performing their duties to strengthen

Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing

holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

be well prepared and independent in performing duties, and put in place measures for handling conflicts of interest.  The amended real estate-back ICO regulations will take effect from 1 March 2021

capital market business for sustainable, stable and efficient growth, enhancing the cooperation with organizations and entities involved with the capital market business, and performing other activities

method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers  that could boost the standard of performing e-KYC in the capital market. The