business in any of the following manners, such securities company shall have paid-up registered capital of not less than one hundred million baht: (1) keeping clients’ assets in its possession; (2) investing

baht, up by 2.48 million baht or 1.88% on a year-on-year basis on the back of the following reasons: (1) The revenue from equipment rental and service business increased thanks to foreign crew clients

was negatively impacted by an unexpected event in Malaysia, where a government-linked sector that is one of our major clients in airport advertisement has cut back its spending due to the country’s

percent from the same period of last year. The increase was due to continued flows of clients and a large number of foreign crew coming to film in Thailand in late 3Q18. In addition, the equipment rental

/2009   Circular   SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of Market Makers Risks Borne by Securities Companies and Management of Clients

Covid-19 virus has caused most advertising clients to delay their advertising expenditure in various media, including print media, and that has a significant impact on the Company’s total sales and

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=420&rows=10 421 - 430 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC warns BX clients of frauds related to digital asset/fund transfer perpetrated through websites or Facebook

://publish.sec.or.th/nrs/9697p.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and