Office Service From Service Provider dated 23 July 2003 shall be repealed. Clause 2. In this Notification: “Securities company” means a company licensed to undertake securities business in the category of

securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person

category of mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Securities brokerage

business in the category of mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management

Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of Securities Financing dated 13 July 1996; (6) Clause 2 and

the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of Securities Financing dated

June 2004; (5) Clause 4(3) of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of

capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the category of derivatives

also licensed to undertake derivatives business in the category of derivatives brokerage under the law on derivatives4, such securities company shall maintain its net capital not less than 25 million

category of derivatives brokerage under the law on derivatives4, such securities company shall maintain its net capital not less than 25 million baht and [net capital ratio] not less than 7% of general