conditions* for the following actions, which may be deemed as entering into a contract with any one or multiple creditors for the purpose of debt restructuring that has the characteristics of debt payment

. _____________________________Remarks: * Pursuant to Clause 23(1) and 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No

. _____________________________ Remarks: * Clause 23(1) refers to the prohibited characteristics of the personnel in the capital market business under Clauses 31(1) and 31(3) of the Notification of the Capital Market

points of the amendments are summarized accordingly: (1) Market Misconduct: categorizing the characteristics of misconduct to be clearer and applicable to wrongful acts of different natures, into four

with the same characteristics as such investors under (1)-(15) mutatis mutandis(17) Individual registered as qualified fund manager/ derivatives fund manager(18)  Other types of investors as specified in

.?? _______________________________Note: The misconduct of the five investment consultants were in violation of Clause 23(2) and 23(3), and liable to the prohibited characteristics of personnel in the capital market under Clause 31(1) of

of Clause 6(1) and (4) of the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor 37 re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15

are deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against them which has caused the

qualifications and does not have any prohibited characteristics under Section 24 and the notification of the Capital Market Supervisory Board concerning rules of capital market personnel: (a) duties concerning

any prohibited characteristics under Section 24 and the notification of the Capital Market Supervisory Board concerning rules of capital market personnel: (a) duties concerning management, designation