e-service Online Submission See canceled document Bond Dealer and Underwriter >> Advertising (section 98(10))   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities

e-service Online Submission See canceled document Securities Dealer Business >> Revocation of License (Section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Dealer Business >> Decrease in Registered Capital (Section 98(1))   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Derivatives Dealer >> Accounting and Financial Statements (Section 27, 28)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Derivatives Dealer >> Arbitration   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

dated 2 April 2026 “SEC files criminal complaint against Exmix together with the executive for operating digital asset dealer business without a license, and issues an investor alert on platform

หำร 80 % S ET 50 20 % sm al l c ap เทคโนโลยี อสังฯ+ ก่อสร้ำง ทรัพยำกร ธุรกิจกำรเงิน มูลค่ำกำรซื้อขำยผ่ำน broker (1 ม.ค.-30 มิ.ย. 59) หลักเกณฑ์ในการคัดเลือก broker : บล.1 38% บล.2 27% บล.3 20% บล.4 10

Maintenance of Financial Condition of Licensed Derivatives Broker   29/12/2017 16/01/2018 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 19/2554 Report on Trading of

and Derivatives Trading for Derivatives Broker   02/04/2008 01/07/2008         2. Notification of the Office of the Securities and Exchange Commission  SorThor 19/2552 Report on Trading of Securities

unaudited financial statements of all Thai securities companies and derivatives broker, which may be different from the data shown in the audited financial statements that will later be disclosed to the