imposed on an asset price appraisal. Due to their deficiencies above, {X1} Securities and {A} are deemed to have contravened the Notification of the SEC Office concerning Granting of Approval for Financial
received and keep the general public from realizing of such obligation. The above offences were in violation of Section 307, 311, 312(1)(2)(3) and 313 of the Securities and Exchange Act of 1992 in several
above were deemed non-compliance with Clause 14(2) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investors Contacts and Standards of Conduct dated 14 October 2009, which stated that
shareholders? decision making on whether to approve GJS to enter into such transactions. As the above information is just basic information, the SEC urges shareholders to prudently study the entire information
paragraph of Section 281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON?s failure to record and
281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON's failure to record and prepare its
case and found that the above eight persons had jointly acted, or colluded, or aided and abetted the falsification of AMAC?s documents and accounts or preparation of incorrect 2008 and 2009 financial
significantly in the past years. The above actions will boost six strategic moves set out in the strategic plan, comprising (1) attaining high regulatory standards on par with internationally accepted standards
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
, therefore, filed the criminal complaints against all of the above offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business