Luxembourg ("CSSF") to promote mutual collaboration in exchanging information on the supervision of mutual funds on November 28, 2012.The MoU aims to enhance collaboration in exchanging information on

เอกสารคูม่ือการใช้งานระบบ (User manual) ระบบให้ความเห็นชอบ (Online Registration and Approval System – ORAP version 2.0) คู่มือการยื่นแบบค าขอความเหน็ชอบระบบ ORAP (กรณีบริษัท) 1. ระบบ ORAP 2. Log in

เอกสารคูม่ือการใช้งานระบบ (User manual) ระบบให้ความเห็นชอบ (Online Registration and Approval System – ORAP version 2.0) คู่มือการลงทะเบียนเข้าใช้งานระบบ ORAP (กรณบีริษัท) 1. ระบบ ORAP 2. Log in เข้า

October 2024 at 14.00 hours. The e-meeting contains an agenda for consideration (the previous Agenda Items 2 – 4) as follows:      Agenda Item 1: A waiver of approval for an extension of the maturity

, respectively. The e-meeting’s agenda contains subject matters for consideration as follows:              Agenda Item 1: Consideration for approval of an extension of the maturity dates of SNW231A, SNW233A and

one director with IT knowledge or experience, while a Risk Supervision Committee must be established to provide assistance to the Board of Directors with regard to risk supervision. 3. Approval of the

, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives

of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association1, with an approval of the SEC Office, except that the intermediary which is

control system in respect of giving advice, and investment supervision and control system of the investment advisory company, persons with power of management and advisors; (2)5 providing a compliance

Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) _________ Whereas the first paragraph of Section 104 of the